Tuesday Ethics Tip: Registering as a Lobbyist

HLOGA is a complex law and can be tough to fully understand. So it’s back to basics with today’s Ethics Tip: registering as a lobbyist.

Who must register as a lobbyist?

Merely making one contact with a lawmaker does not mean that an individual must register as a lobbyist. There are several triggers that must be met before registration.

To file an LD-1 (registration form), a lobbying organization (including an individual doing business as a lobbyist), must meet certain triggers. Triggers depend on whether the organization retains clients (reports lobbying income on registration forms) or employs its own in-house lobbyists (reports expenditures on registration forms).

If retaining clients, one person (or entity) must

  • Make more than one lobbying contact and
  • Spend more than 20% of time on lobbying activities  and
  • Must receive more than $3,000 in lobbying income in quarter

If employing lobbyists for own issues, one person (or entity) must

  • Make more than one lobbying contact and
  • Spend more than 20% of time on lobbying activities  and
  • Must spend more than $11,500 on lobbying activities in quarter

Registering as a lobbyist:

Once the thresholds are reached by the organization or individual filing, an LD-1 form must be filed at the earliest point, either…

  • Within 45 days of being retained/employed to make lobbying contact
  • Within 45 days of first lobbying contact

What must be filed:

  • Organizations are required to report the issues upon which they are lobbying or being retained to lobby, and the lobbyists expected to be lobbying for the organization / client.
  • Organizations required to file quarterly income and expenditure reports (Form LD-2) .
  • Organizations AND individual lobbyists are required to file semi-annual report of political contributions / other payments (Form LD-203).
  • All lobbyists are subject to compliance with the House and Senate gift and ethics rules, and must certify on their LD-203 form that they have read and understood the ethics rules.

These disclosures are filed with the House Office of the Clerk and the Secretary of the Senate.

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